FC-1.10.3

Past version: Effective from 01 Jul 2010 to 30 Jun 2018
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As a matter of prudence, it is recommended that the licensee nonetheless at least checks identification documentation in respect of customers under categories (a) and (b) in Paragraph FC-1.10.1. Investment firm licensees may, of course, continue to apply the verification, certification and due diligence requirements referred to in Paragraph FC-1.10.2 for their own purposes.

Amended: July 2010
Amended: January 2007