CA-A.2.3
This Module supersedes the following provisions contained in circulars or other regulatory instruments:
Circular/other reference | Provision | Subject |
Standard Conditions and Licensing Criteria: investment advisers/brokers. | Article 1 | Capital Funds |
Standard Conditions and Licensing Criteria: broking company | Article 1 | Minimum Capital |
Standard Conditions and Licensing Criteria: stockbrokerage | Article 1 | Minimum Capital |