Versions

 

CA-A.2.4

This Module supersedes the following provisions contained in circulars or other regulatory instruments:

Circular/other reference Provision Subject
Standard Conditions and Licensing Criteria: investment advisers/brokers. Article 1 Capital Funds
Standard Conditions and Licensing Criteria: broking company Article 1 Minimum Capital
Standard Conditions and Licensing Criteria: stockbrokerage Article 1 Minimum Capital