Superseded Requirements
CA-A.2.4
This Module supersedes the following provisions contained in circulars or other regulatory instruments:
Circular/other reference Provision Subject Standard Conditions and Licensing Criteria: investment advisers/brokers. Article 1 Capital Funds Standard Conditions and Licensing Criteria: broking company Article 1 Minimum Capital Standard Conditions and Licensing Criteria: stockbrokerage Article 1 Minimum Capital CA-A.2.5
Guidance on the implementation and transition to Volume 4 (Investment Business) is given in Module ES (Executive Summary).
