CA-A.2.3
Past version: Effective from 01 Oct 2019 to 31 Mar 2023
To view other versions open the versions tab on the right
A list of recent changes made to this Module is provided below:
| Module Ref. | Change Date | Description of Changes |
| CA-A.1 | 07/2007 | New Rule CA-A.1.4 introduced, categorising this Module as a Directive. |
| CA-1.1 | 07/2007 | Minor change to notification period in Rule CA-1.1.4. |
| CA-2.1.5 | 01/2008 | Clarified the definition of Tier 1 capital re preference shares. |
| CA-2.1.8 | 01/2008 | Clarified definition of Tier 2 capital |
| CA-B.1 | 10/2009 | New Rules CA-B.1.4 and CA-B.1.3 introduced to clarify calculation of regulatory capital for overseas investment firm licensees. |
| CA-1.1 | 10/2009 | New Rule CA-1.1.4 introduced regarding CBB's requirements for maintaining capital in Bahrain. |
| CA-1.2 and CA-2.1.5 | 10/2009 | Amended terminology. |
| CA-2.1.8 | 10/2009 | Clarified definition of Tier 2 capital. |
| CA-3.4 | 10/2009 | Clarified definition of foreign exchange requirement. |
| CA-A.1.4 | 01/2011 | Clarified legal basis. |
| CA-B.1 | 01/2011 | New title given to this section. |
| CA-1 | 01/2011 | Restructured by moving Paragraphs in Section CA-B.1 and categorised capital adequacy requirements for different legal forms of investment firms (Bahraini and Overseas) and added new Rule on the booking of assets and liabilities. |
| CA-1.1.5A | 01/2011 | Added Guidance on alternative to increase capital. |
| CA-1.2.11 and CA-1.2.12 | 01/2011 | Paragraphs relocated from Section CA-1.1. |
| CA-2.1.8 | 01/2011 | Added dated subordinated term debt with an original term of over 5 years to Tier 2 capital instruments. |
| CA-1.2.9 and CA-1.2.9A | 04/2011 | Clarified notification requirements where investment firm licensees do not meet certain requirements. |
| CA-3.1 | 04/2011 | Provided new Rule to deal with newly established investment firm licensees. |
| CA-A.2.3 | 01/2012 | Corrected typo. |
| CA-2.2.3 | 01/2012 | Corrected cross reference. |
| CA-1.2.9A | 10/2012 | Clarified Rule. |
| CA-1.1.5A to CA-1.1.5C | 01/2013 | Updated Rules and Guidance dealing with issuance of subordinated debt. |
| CA-2.2.2 | 01/2013 | Corrected typo and added cross reference. |
| CA-3.1.3 | 10/2013 | Removed reference to appointed representatives. |
| CA-4.1 | 10/2014 | Added new guidance for capital for underwriting purposes. |
| CA-1.1.7 and CA-1.1.8 | 07/2015 | Guidance paragraphs deleted as reference is out of date. |
| CA-1.1.5A and CA-2.1.14 | 01/2016 | Corrected cross references. |
| CA-2.1.3 | 01/2016 | Clarified Rule on type of capital that can be used to satisfy the regulatory capital requirement. |
| CA-2.1.8 | 01/2016 | Corrected numbering of Subparagraphs. |
| CA-1.1.1 | 10/2019 | Amended Paragraph on the obligation to maintain adequate capital. |
| CA-1.1.4 | 10/2019 | Amended Paragraph on minimum capital requirement. |
| CA-2.1.3 | 10/2019 | Amended Paragraph on eligible components. |
| CA-3.2.1 | 10/2019 | Added new PRR in Schedule 1 for claims on sovereigns, PSEs, International Organisations and MDBs. |
| CA-3.2.2 | 10/2019 | Added a new Paragraph on PRR for claims on sovereigns to governments and central banks. |
| CA-3.2.3 | 10/2019 | Added a new Paragraph on PRR for Bahraini PSEs, International Organisations and MDBs. |