CA-A.2.3

Past version: Effective from 01 Oct 2013 to 30 Sep 2014
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
CA-A.1 07/2007 New Rule CA-A.1.4 introduced, categorising this Module as a Directive.
CA-1.1 07/2007 Minor change to notification period in Rule CA-1.1.4.
CA-2.1.5 01/2008 Clarified the definition of Tier 1 capital re preference shares.
CA-2.1.8 01/2008 Clarified definition of Tier 2 capital
CA-B.1 10/2009 New Rules CA-B.1.4 and CA-B.1.3 introduced to clarify calculation of regulatory capital for overseas investment firm licensees.
CA-1.1 10/2009 New Rule CA-1.1.4 introduced regarding CBB's requirements for maintaining capital in Bahrain.
CA-1.2 and CA-2.1.5 10/2009 Amended terminology.
CA-2.1.8 10/2009 Clarified definition of Tier 2 capital.
CA-3.4 10/2009 Clarified definition of foreign exchange requirement.
CA-A.1.4 01/2011 Clarified legal basis.
CA-B.1 01/2011 New title given to this section.
CA-1 01/2011 Restructured by moving Paragraphs in Section CA-B.1 and categorised capital adequacy requirements for different legal forms of investment firms (Bahraini and Overseas) and added new Rule on the booking of assets and liabilities.
CA-1.1.5A 01/2011 Added Guidance on alternative to increase capital.
CA-1.2.11 and CA-1.2.12 01/2011 Paragraphs relocated from Section CA-1.1.
CA-2.1.8 01/2011 Added dated subordinated term debt with an original term of over 5 years to Tier 2 capital instruments.
CA-1.2.9 and CA-1.2.9A 04/2011 Clarified notification requirements where investment firm licensees do not meet certain requirements.
CA-3.1 04/2011 Provided new Rule to deal with newly established investment firm licensees.
CA-A.2.3 01/2012 Corrected typo.
CA-2.2.3 01/2012 Corrected cross reference.
CA-1.2.9A 10/2012 Clarified Rule.
CA-1.1.5A to CA-1.1.5C 01/2013 Updated Rules and Guidance dealing with issuance of subordinated debt.
CA-2.2.2 01/2013 Corrected typo and added cross reference.
CA-3.1.3 10/2013 Removed reference to appointed representatives.