GR-A.2.3
Past version: Effective from 01 Oct 2013 to 30 Sep 2015
To view other versions open the versions tab on the right
A list of recent changes made to this Module is detailed in the table below:
| Module Ref. | Change Date | Description of Changes |
| GR-A.1.2 | 07/2007 | New Rule, classifying this Module as a Directive. |
| GR-B.1.2 | 07/2007 | Reference to GR-10 in table removed, to reflect deletion of this Chapter (the contents of which have been moved to Module AU). |
| GR-4 | 07/2007 | Amendments made to align the Chapter with the requirements of the CBB Law. |
| GR-5.1 | 07/2007 | Minor changes to align controller requirements with the CBB Law. |
| GR-5.2 | 07/2007 | Clarification of definition of controller. |
| GR-5.3 | 07/2007 | Clarification of criteria for assessing suitability of controllers. |
| GR-5.4 | 07/2007 | Alignment of procedures for approving controllers with CBB Law. |
| GR-7 | 07/2007 | Amendments made to align the Chapter with the requirements of the CBB Law. |
| GR-1.2.1 | 01/2008 | Clarified the record retention period for customer and transaction records in line with Article 60 of the CBB Law. |
| GR-9.1.1A | 04/2008 | Added Guidance concerning limitations on indemnification coverage. |
| GR-B.1 | 10/2009 | Corrected to reflect applicability of Chapter GR-3. |
| GR-5.3.3 | 10/2009 | Paragraph changed from Guidance to Rule. |
| GR-5.3.5 | 10/2009 | Paragraph changed from Guidance to Rule. |
| GR-5.4.2 | 10/2009 | Amended to read notices of refusal. |
| GR-7.1 | 10/2009 | Updated to include additional requirements for cessation of business. |
| GR-9 | 10/2009 | Amended heading to read Key Provisions |
| GR-9.1.1 | 10/2009 | Amended to include reference to Form PIIR. |
| GR-9.1.4 | 10/2009 | New rule added regarding professional indemnity insurance needs of licensees. |
| GR-9.1.7 | 10/2009 | Prior approval changed to prior notification |
| GR-1 | 07/2010 | Updated and amended to include cross reference and new paragraph regarding books and records. |
| GR-2.2 | 07/2010 | New section added regarding publication of documents by the licensee. |
| GR-3.1.1 | 07/2010 | Updated to include requirement for dividends. |
| GR-A.1.2 | 01/2011 | Clarified legal basis. |
| GR-3.1.3 | 01/2011 | Expanded guidance dealing with dividends. |
| GR-5.1.4A | 01/2011 | Added a new Rule related to changes in shareholding when legal person is a controller. |
| GR-5.1.5 | 01/2011 | Clarified rule. |
| GR-5.3.6 | 01/2011 | Corrected minor typo. |
| GR-10 | 04/2011 | Added a new Chapter on Subsidiaries, Branches and Representative Offices. |
| GR-3.1.3 | 10/2011 | Clarified guidance Paragraph on CBB's non-objection for dividends to be in line with other Volumes of the CBB Rulebook. |
| GR-5.3 | 10/2011 | Amended to be in line with other Volumes of the CBB rulebook and to reflect the issuance of Resolution No.(43) of 2011. |
| GR-7 | 10/2011 | Clarified language on cessation of business to be in line with other Volumes of the CBB Rulebook. |
| GR-1.3.1(d) | 01/2012 | Added reference to reports from the compliance officer. |
| GR-1.1.3 | 04/2013 | Corrected reference to 'transaction' records. |
| GR-4.1.12 | 04/2013 | Corrected cross reference to CBB Law. |
| GR-B.1.2 | 07/2013 | Added the reference to Chapter GR-10 under the scope of application. |
| GR-10.1 | 07/2013 | Various corrections and amendments. |
| GR-B.1.2 and GR-8 | 10/2013 | The Chapter on appointed representatives was deleted. |