GR-A.2.3

Past version: Effective from 01 Oct 2009 to 30 Jun 2010
To view other versions open the versions tab on the right

A list of recent changes made to this Module is detailed in the table below:

Module Ref. Change Date Description of Changes
GR-A.1.2 07/2007 New Rule, classifying this Module as a Directive.
GR-B.1.2 07/2007 Reference to GR-10 in table removed, to reflect deletion of this Chapter (the contents of which have been moved to Module AU).
GR-4 07/2007 Amendments made to align the Chapter with the requirements of the CBB Law.
GR-5.1 07/2007 Minor changes to align controller requirements with the CBB Law.
GR-5.2 07/2007 Clarification of definition of controller.
GR-5.3 07/2007 Clarification of criteria for assessing suitability of controllers.
GR-5.4 07/2007 Alignment of procedures for approving controllers with CBB Law.
GR-7 07/2007 Amendments made to align the Chapter with the requirements of the CBB Law.
GR-1.2.1 01/2008 Clarified the record retention period for customer and transaction records in line with Article 60 of the CBB Law.
GR-9.1.1A 04/2008 Added Guidance concerning limitations on indemnification coverage.
GR-B.1 10/2009 Corrected to reflect applicability of Chapter GR-3.
GR-5.3.3 10/2009 Paragraph changed from Guidance to Rule.
GR-5.3.5 10/2009 Paragraph changed from Guidance to Rule.
GR-5.4.2 10/2009 Amended to read notices of refusal.
GR-7.1 10/2009 Updated to include additional requirements for cessation of business.
GR-9 10/2009 Amended heading to read Key Provisions
GR-9.1.1 10/2009 Amended to include reference to Form PIIR.
GR-9.1.4 10/2009 New rule added regarding professional indemnity insurance needs of licensees.
GR-9.1.7 10/2009 Prior approval changed to prior notification