AA-3.1.1

Past version: Effective from 01 Oct 2009 to 30 Jun 2016
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Investment firm licensees must arrange for their auditors to review the licensee's Quarterly Prudential Return for the quarter ending 30 June (or semi-annually depending on the licensee's financial year-end) prior to its submission to the CBB, unless otherwise exempted in writing by CBB. Auditors must complete the prescribed form attesting to their review, which must be attached to the Quarterly Prudential Return.

Amended: October 2009
Amended: April 2008
Amended: January 2007