AA-3.1.1

Past version: Effective from 01 Jul 2007 to 31 Mar 2008
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Investment firm licensees must arrange for their auditors to review the licensee's Quarterly Prudential Return to the CBB prior to its submission, unless otherwise exempted in writing by CBB. Auditors must complete the prescribed form attesting to their review, which must be attached to the annual return.

Amended: January 2007