AU-5.5.5

Versions

Jun 30 2007
Jul 01 2007 - Mar 31 2008
Apr 01 2008 - Jun 30 2010
Jul 01 2010 - Dec 31 2011
Jan 01 2012 - Jun 30 2015
Jul 01 2015

Past version: Effective from 01 Jul 2007 to 31 Mar 2008
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Investment firm licensees must promptly notify the CBB in writing when a person undertaking a controlled function will no longer be carrying out that function, together with an explanation as to the reasons why.

Amended: July 2007

Location:

AU-5.5.5