AU-5.5.1

Past version: Effective from 01 Jul 2007 to 30 Jun 2010
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Investment firm licensees wishing to cancel their license must obtain the CBB's written approval, before ceasing their activities. All such requests must be made in writing to the Director, Financial Institutions Supervision, setting out in full the reasons for the request and how the business is to be wound up.

Amended: July 2007