AU-5.4.1

Past version: Effective from 01 Jul 2007 to 30 Sep 2021
To view other versions open the versions tab on the right

Investment firm licensees wishing to vary the scope of their authorisation must obtain the CBB's written approval, before effecting any such change. Approval must be sought whenever a licensee wishes to add or cease undertaking a regulated investment service, or to vary a condition imposed on their license.

Amended: July 2007