AU-5.2.7

Past version: Effective from 01 Jul 2015 to 31 Dec 2015
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All refusals by the CBB to grant a person approved person status have to be reviewed and approved by the concerned Executive Director of the CBB. A notice of such refusal is issued by registered mail to the investment firm licensee, setting out the basis for the decision.

Amended: July 2015
Amended: October 2009
Amended: July 2008
Amended: July 2007