AU-5.1.13
Past version: Effective from 01 Jul 2010 to 31 Dec 2010
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Within 6 months of the license being issued, the new
(a) The registered office address and details of premises to be used to carry out the business of the proposed licensee ;
(b) The address in the Kingdom of Bahrain where full business records will be kept;
(c) The licensee's contact details including telephone and fax number, e-mail address and website;
(d) A copy of its business continuity plan;
(e) A description of the IT system that will be used, including details of how IT systems and other records will be backed up;
(f) A copy of the auditor's acceptance to act as auditor for the applicant;
(g) [Sub paragraph deleted July 2010];
(h) A copy of the licensee's professional indemnity insurance policy or confirmation that a deposit to an amount specified by the CBB has been placed in escrow in an account at a bank licensed in the Kingdom of Bahrain (see Section GR-9.1); and
(i) A copy of the applicant's notarised memorandum and articles of association, addressing the matters described in Paragraph AU-5.1.8;
(j) A copy of the Ministry of Industry and Commerce commercial registration certificate; and
(k) An updated organisation chart showing the reporting lines, committees (if any) and including the names of the persons undertaking the controlled functions .
(l) Any other information as may be specified by the CBB.
Amended: July 2010
Amended: January 2008
Amended: July 2007
Amended: January 2008
Amended: July 2007