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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
        • AU Authorisation
          • AU-A Introduction
          • AU-B Scope of Application
          • AU-1 Authorisation Requirements
          • AU-2 Licensing Conditions
            • AU-2.1 Condition 1: Legal Status
            • AU-2.2 Condition 2: Mind and Management
            • AU-2.3 Condition 3: Controllers and Close Links
            • AU-2.4 Condition 4: Board and Employees
            • AU-2.5 Condition 5: Financial Resources
            • AU-2.6 Condition 6: Systems and Controls
            • AU-2.7 Condition 7: External Auditors
            • AU-2.8 Condition 8: Other Requirements
              • Books and Records
              • Provision of Information
              • General Conduct
              • License Fees
                • AU-2.8.4
                • AU-2.8.5
              • Additional Conditions
          • AU-3 Approved Persons Conditions
          • AU-4 [This Chapter deleted 07/2007]
          • AU-5 Information Requirements and Processes
          • AU-6 License Fees
          • Appendix AU-1: Requirements for Regulated Investment Services Involving Crypto Assets
        • PB Principles of Business
        • HC High-Level Controls
        • AA Auditors and Accounting Standards
        • GR General Requirements
      • Business Standards
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. High Level Standards
  4. AU Authorisation
  5. AU-2 Licensing Conditions
  6. AU-2.8 Condition 8: Other Requirements
  7. License Fees
  8. AU-2.8.4
  Versions

 
  • Jun 30 2007
  • Jul 01 2007
‹ License Fees AU-2.8.5 ›

AU-2.8.4

Past version: Effective from 18 Jul 2025 to 30 Jun 2007
To view other versions open the versions tab on the right

Investment firm licensees must comply with any license fee requirements applied by the BMA.

‹ License Fees AU-2.8.5 ›

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