AU-2.3.2

Past version: Effective from 01 Oct 2009 to 31 Dec 2011
To view other versions open the versions tab on the right

At least one of the controllers of an investment firm licensee must be a reputable financial institution of financial soundness, operating within a regulated jurisdiction, with a legal structure, all of which must be acceptable to the CBB.

Amended: October 2009
July 2007