AU-1.4.44

Past version: Effective from 08 Aug 2025 to 30 Jun 2007
To view other versions open the versions tab on the right

The following are examples of activities which, when taken in isolation, are unlikely to be regarded as an activity as defined by AU-1.4.41:

(a) explaining the structure or the terms and conditions of a financial instrument or credit facility;
(b) valuing financial instruments for which there is no ready market;
(c) circulating company news or announcements;
(d) comparing the benefits and risks of one financial instrument to another; and
(e) advising on the likely meaning of uncertain provisions in an agreement relating to, or the terms of, a financial instrument or on the effect of contractual terms and their commercial consequences or on terms that are commonly accepted in the market.