‹ AU-1.4.39 Advising on Financial Instruments › AU-1.4.40 Past version: Effective from 18 Jul 2025 to 30 Jun 2007 To view other versions open the versions tab on the right A person only undertaking the activity of administrating financial instruments does not require a license under the provisions of Rule AU-1.4.32. ‹ AU-1.4.39 Advising on Financial Instruments ›