‹ Dealing in Financial Instruments as Agent AU-1.4.18 › AU-1.4.17 Past version: Effective from 08 Aug 2025 to 30 Sep 2012 To view other versions open the versions tab on the right Dealing in financial instruments as agent means buying, selling, subscribing for or underwriting financial instruments on behalf of a client. ‹ Dealing in Financial Instruments as Agent AU-1.4.18 ›