Skip to main content
Central Bank of Bahrain
menu
  • Home
  • Currency Museum
  • Rulebook
  • Contact
العربية Consumer Protection 17547789
Search
Skip to Navigation
Central Bank of Bahrain
  • About
    • About CBB
    • Board of Directors
    • Management
    • Fact Sheet
  • Media
    • Publications & Data
    • Media Center
    • Media Gallery
    • Media Kit
    • Events
  • Regulation
    • Laws & Regulations
    • Consultations
    • Licensing & Registration
    • Licensing Directory
    • Collective Investment Undertaking
    • Insurance
    • FinTech & Innovation
    • Compliance
    • Capital Markets
    • Financial Stability
  • Operations
    • Banking
    • Currency Issue
    • Payment & Settlement
    • Facilities & Interest Rates
    • Exchange Rates
    • Monetary Policy
    • Reserve Management Policy
    • Government Securities
    • IBAN Info
    • Official Holidays
    • Currency Museum
  • Consumers
    • Consumer Information
    • Deposit & URIA Protection Scheme
    • Making a Complaint
  • E-Services
    • Online Forms
    • API

Main navigation

  • Home
  • Laws
  • CBB Rulebook
  • CBB Capital Markets Regulations
  • BHB Material
  • View Recent Changes
  • Help
  • Search

CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
        • AU Authorisation
          • AU-A Introduction
          • AU-B Scope of Application
          • AU-1 Authorisation Requirements
            • AU-1.1 Licensing
            • AU-1.2 Approved Persons
              • General Requirement
                • AU-1.2.1
                • AU-1.2.2
                • AU-1.2.3
                • AU-1.2.4
                • AU-1.2.5
              • Basis for Approval
              • Definitions
            • AU-1.3 [This Section deleted 07/2007]
            • AU-1.4 Definition of Regulated Investment Services
            • AU-1.5 Definition of Financial Instruments
          • AU-2 Licensing Conditions
          • AU-3 Approved Persons Conditions
          • AU-4 [This Chapter deleted 07/2007]
          • AU-5 Information Requirements and Processes
          • AU-6 License Fees
          • Appendix AU-1: Requirements for Regulated Investment Services Involving Crypto Assets
        • PB Principles of Business
        • HC High-Level Controls
        • AA Auditors and Accounting Standards
        • GR General Requirements
      • Business Standards
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
Custom print Search

Location:

Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. High Level Standards
  4. AU Authorisation
  5. AU-1 Authorisation Requirements
  6. AU-1.2 Approved Persons
  7. General Requirement
  8. AU-1.2.5
  Versions

 
  • Sep 30 2009
  • Oct 01 2009 - Dec 31 2020
  • Jan 01 2021
‹ AU-1.2.4 Basis for Approval ›

AU-1.2.5

Past version: Effective from 01 Oct 2009 to 31 Dec 2020
To view other versions open the versions tab on the right

Approval for controlled function (g) is required for all investment firm licensees undertaking Islamic transactions.

Amended: October 2009
‹ AU-1.2.4 Basis for Approval ›

CENTRAL BANK OF BAHRAIN

King Faisal Highway
Diplomatic Area
Block 317, Road 1702, Building 96
Manama
Kingdom of Bahrain

QUICK LINKS

  • Contact Us
  • General Enquiry
  • Complaints
  • Careers
  • Conditions of Use
  • Copyright
  • Disclaimer
  • Privacy Policy

FOLLOW US

CENTRAL BANK OF BAHRAIN © 2025