AU-B.1.2
Past version: Effective from 01 Jul 2007 to 30 Sep 2021
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Two types of authorisation are prescribed:
(i) Any person seeking to provide a regulated investment service within or from the Kingdom of Bahrain must hold the appropriate CBB license (see AU-1.1); and
(ii) Natural persons wishing to perform a controlled function in an investment firm licensee also require prior CBB approval, as an approved person (see AU-1.2).
Amended: July 2007