AU-A.2.3
Past version: Effective up to 30 Jun 2007
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This Module supersedes the following provisions contained in circulars or other regulatory instruments:
| Circular/other reference | Provision | Subject |
| Standard Conditions and Licensing Criteria: investment advisers/brokers. | All articles | Scope of license and licensing conditions |
| Standard Conditions and Licensing Criteria: broking company | All articles | Scope of license and licensing conditions |
| Standard Conditions and Licensing Criteria: stockbrokerage | All articles | Scope of license and licensing conditions |
| Circular BC/11/98, dated 27/7/98 | All articles | Appointment and suitability of Directors and senior managers ('fit and proper') |