ES-1.7.1
Past version: Effective from 01 Jul 2007 to 30 Jun 2010
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Module GR covers requirements dealing with areas not covered in other Modules. The areas covered are:
(a) Books and records;
(b) Corporate and trade names;
(c) Dividends;
(d) Client asset transfers;
(e) Controllers ;
(f) Close links;
(g) Suspension of business;
(h) Appointed representatives;
(i) Professional indemnity coverage.
Amended: January 2007