ES-1.7.1

Past version: Effective from 19 Jul 2025 to 30 Jun 2007
To view other versions open the versions tab on the right

Module GR covers requirements dealing with areas not covered in other Modules. The areas covered are:

(a) books and records;
(b) corporate and trade names;
(c) dividends;
(d) client asset transfers;
(e) controllers;
(f) close links;
(g) suspension of business;
(h) appointed representatives;
(i) professional indemnity coverage; and
(j) BMA fees