ES-A.2.3

Past version: Effective from 01 Apr 2011 to 31 Dec 2011
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
ES-A.1 07/2007 New Rule ES-A.1.6 introduced, categorising this Module as a Directive.
ES-1.2 07/2007 Text amended to reflect changes to Module UG.
ES-1.3 07/2007 Text amended to reflect changes to Module AU.
ES-1.4 07/2007 Text amended to reflect changes to Module PB.
ES-1.5 07/2007 Updated to reflect issue of Module HC in July 2007.
ES-1.11 07/2007 Updated to reflect issue of Module RM in July 2007.
ES-1.15 07/2007 Updated to reflect issue of Module BR in July 2007.
ES-2.1, ES-2.3 &
ES-2.4
07/2007 Changes to reflect slight delay in release of Phase 2 contents of Volume 4: implementation deadline for Modules HC, RM and BR — released in July 2007 — now set as 1 January 2008.
ES-2.4.1A 07/2008 Further transition period granted for requirements of Chapter BR-1, Prudential Reporting.
ES-A.1.6 10/2009 Reference to registered administrators removed.
ES-1.1.1 10/2009 Reference to administrator removed.
ES-1.1.5 10/2009 Updated to reflect issue of Modules.
ES-1.3 10/2009 Updated to reflect changes to Module AU.
ES-1.3.9 10/2009 Reference to registration of administrators removed.
ES-1.8 10/2009 Updated to reflect changes to Module CA.
ES-2.4.1A 10/2009 Updated to reflect issue of Form QPR.
ES-1.1, ES-1.3, ES-1.5.3, ES-1.6.1, ES-1.7, ES-1.15-3, ES-2.2.7, ES-2.3.2 07/2010 Updated and corrected typos.
ES-1.13 07/2010 Updated to reflect the issuance of Module TC
ES-2.5 07/2010 New section added to reflect transition rules for Module TC.
ES-A.1.6 01/2011 Clarified legal basis.
ES-1.5 04/2011 Amended to reflect new structure of Module HC.