ES-A.2.3
A list of recent changes made to this Module is provided below:
| Module Ref. | Change Date | Description of Changes |
| ES-A.1 | 07/2007 | New Rule ES-A.1.6 introduced, categorising this Module as a Directive. |
| ES-1.2 | 07/2007 | Text amended to reflect changes to Module UG. |
| ES-1.3 | 07/2007 | Text amended to reflect changes to Module AU. |
| ES-1.4 | 07/2007 | Text amended to reflect changes to Module PB. |
| ES-1.5 | 07/2007 | Updated to reflect issue of Module HC in July 2007. |
| ES-1.11 | 07/2007 | Updated to reflect issue of Module RM in July 2007. |
| ES-1.15 | 07/2007 | Updated to reflect issue of Module BR in July 2007. |
|
ES-2.1, ES-2.3 & ES-2.4 |
07/2007 | Changes to reflect slight delay in release of Phase 2 contents of Volume 4: implementation deadline for Modules HC, RM and BR — released in July 2007 — now set as 1 January 2008. |
| ES-2.4.1A | 07/2008 | Further transition period granted for requirements of Chapter BR-1, Prudential Reporting. |
| ES-A.1.6 | 10/2009 | Reference to registered administrators removed. |
| ES-1.1.1 | 10/2009 | Reference to administrator removed. |
| ES-1.1.5 | 10/2009 | Updated to reflect issue of Modules. |
| ES-1.3 | 10/2009 | Updated to reflect changes to Module AU. |
| ES-1.3.9 | 10/2009 | Reference to registration of administrators removed. |
| ES-1.8 | 10/2009 | Updated to reflect changes to Module CA. |
| ES-2.4.1A | 10/2009 | Updated to reflect issue of Form QPR. |
| ES-1.1, ES-1.3, ES-1.5.3, ES-1.6.1, ES-1.7, ES-1.15-3, ES-2.2.7, ES-2.3.2 | 07/2010 | Updated and corrected typos. |
| ES-1.13 | 07/2010 | Updated to reflect the issuance of Module TC |
| ES-2.5 | 07/2010 | New section added to reflect transition rules for Module TC. |
| ES-A.1.6 | 01/2011 | Clarified legal basis. |
| ES-1.5 | 04/2011 | Amended to reflect new structure of Module HC. |
| ES-1.6.1 | 01/2012 | Deleted reference to reporting accountants to be in line with October 2011 amendment. |
| ES-1.6.3 | 01/2012 | Deleted reference to Module FC. |
| ES-1.14 | 01/2012 | Deleted Section on Module GS (Group Supervision). |
| ES-1.18 | 01/2012 | This Section was deleted as it is included in Chapter BC-3. |
| ES-2.6 | 01/2012 | Added Section on transitional Rules for Section BC-3 dealing with customer complaints procedures. |
| ES-1.3.6 | 10/2013 | Removed reference to Deputy Money Laundering Officer to be aligned with the Rule under Paragraph AU-1.2.2 that was amended in January 2011. |
| ES-1.7.1, ES-1.13.1 and ES-2.5.2 | 10/2013 | Removed reference to appointed representatives. |
| ES-1.8.5 | 10/2014 | Added new guidance for capital for underwriting purposes. |