UG-A.2.3
Past version: Effective from 01 Jul 2012 to 30 Sep 2012
To view other versions open the versions tab on the right
A list of recent changes made to this Module is provided below:
| Module Ref. | Change Date | Description of Changes |
| UG-A.1 | 07/2007 | Updated to reflect new CBB Law: various references changed and new Rule A.1.6 introduced categorising this Module as a Directive. |
| UG-1.2 | 07/2007 | New Rules UG-1.2.6 and UG-1.2.7 to reflect the CBB Law; other material reordered as a consequence. |
| UG-A.1.6 | 01/2008 | Corrected that this Module applies only to investment firm licensees (including their approved persons). |
| UG-3.2.1 | 01/2008 | Updated CBB policy re distribution of hard copies of Volumes of Rulebook. |
| Order Form | 01/2008 | Amended Order Form to reflect new policy re hard copy availability. |
| UG-A.1.6 | 01/2011 | Clarified legal basis. |
| UG-2.1.2 | 01/2011 | Updated to reflect structure of Volume 5. |
| UG-A.1.2, UG-1.2.1 and UG-2.1 | 07/2012 | Various minor corrections to reflect structure of Rulebook, including issuance of Volume 7. |