UG-A.2.3

Past version: Effective from 01 Jan 2008 to 31 Dec 2010
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
UG-A.1 07/2007 Updated to reflect new CBB Law: various references changed and new Rule A.1.6 introduced categorising this Module as a Directive.
UG-1.2 07/2007 New Rules UG-1.2.6 and UG-1.2.7 to reflect the CBB Law; other material reordered as a consequence.
UG-A.1.6 01/2008 Corrected that this Module applies only to investment firm licensees (including their approved persons).
UG-3.2.1 01/2008 Updated CBB policy re distribution of hard copies of Volumes of Rulebook.
Order Form 01/2008 Amended Order Form to reflect new policy re hard copy availability.