AML-C.3.1
Past version: Effective from 01 Jan 2020 to 30 Sep 2021
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A
(a) Develop and implement policies which are approved by the Board of Directors and procedures and controls, which are approved by senior management , to enable the Capital Market Service Provider to effectively manage and mitigate the risks that have been identified by the Capital Market Service Provider or notified to it by the CBB;
(b) Monitor the implementation of those policies, procedures and controls and enhance them if necessary; and
(c) Perform enhanced measures where higher risks are identified, to effectively manage and mitigate those higher risks.
Added: January 2020