Past version: Effective from 01 Jan 2020 to 30 Sep 2021 To view other versions open the versions tab on the right
The RBA provides an assessment of the threats and vulnerabilities of the Capital Market Service Provider from being used as a conduit for ML/TF. By regularly assessing the Capital Market Service Provider’s ML/TF risks, it allows the CMSP to protect and maintain the integrity of its business and the financial system as a whole.