AML-C.1.3
Past version: Effective from 01 Jan 2020 to 30 Sep 2021
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The RBA:
(a) Recognizes that the ML/TF threats to a Capital Market Service Provider vary across customers, geographies, products and services, transactions and distribution channels;
(b) Allows the Capital Market Service Provider to apply procedures, systems and controls to manage and mitigate the ML/TF risks identified; and
(c) Facilitates the Capital Market Service Provider to allocate its resources and internal structures to manage and mitigate the ML/TF risk identified.
Added: January 2020