AML-C.1.1

Past version: Effective from 01 Jan 2020 to 30 Sep 2021
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The Risk Based Approach (RBA) is central to the effective implementation of the FATF Recommendations. The focus on risk is intended to ensure a Capital Market Service Provider is able to identify, assess and understand the money laundering and terror financing (ML/TF) risks to which it is exposed to and take the necessary AML/CFT control measures to mitigate them.

Added: January 2020