OFS-8.2 OFS-8.2 Fees for Offering of Securities
OFS-8.2.1
Subject to any regulation issued by the CBB in respect of fees and charges, for any offering of
securities , certain non-refundable fees are payable to the CBB as set out in Paragraph OFS-8.2.3f.January 2014OFS-8.2.2
An application for approval or reviewing an
offering document related to an offering ofsecurities will not be regarded as complete or submitted until the fee has been paid in full.January 2014OFS-8.2.3
The following table outlines the fees payable to the CBB for the various services provided:
(amount in BD)
No. Type of Approval % of Issue/Offer Value Min Amount Max Amount A Registration of Equity Securities Offering Documents. 1 Public Offering. 0.005% 1000 5000 2 Rights Offering for Listed Issuer. 0.00125% 500 1000 3 Private Placement Memorandum. 0.005% 1000 5000 4 Warrants on Equity. 0.00125% 500 1000 B Registration of Preference Shares, Bonds, Debt Securities and Islamic Sukuk Offering Documents. 1 Applications of securities to be Listed. (Public) 0.005% 1000 5000 2 Applications of securities not to be Listed.(PPM) 0.006% 2000 6000 C Registration of Convertible into Equity Securities Offering Documents. 1 Application of securities to be Listed.(Public) 0.003% 1000 5000 2 Application of securities not to be Listed.(PPM) 0.006% 2000 6000 D Registration of Structured Products Offering Documents. 0.006% 2,000 6,000 E Registration of Options, Commodities, Futures or Derivatives Contracts. Fixed 500 500 F Registration of Replacement and Supplementary Prospectus. Fixed 100 100 G Registration of Pricing Statements (Term Sheets) for Programmes. Fixed 100 100 H Registration of Capital Securities Offering Documents. 0.006% 2,000 6,000 I Filing of Offering Documents in relation to Exempt Offers. Fixed 2,000 6,000 J Examining of an application to approve the increase of the Capital of Listed Companies. Fixed 100 100 Amended: January 2021
January 2014