• OFS-4.4 OFS-4.4 Preliminary/Red Herring Prospectus to be Made Public

    • OFS-4.4.1

      The draft offering document or red herring prospectus filed with the CBB must be made public for a period of 15 days from the date of filing the offering document with the CBB.

      Amended: April 2014
      January 2014

    • OFS-4.4.2

      The lead manager must, while filing the draft offering document with the CBB:

      (a) File the draft offering document with the stock exchanges where the securities are proposed to be listed; and
      (b) Make copies of the draft offering document available to the public, host the draft and final offering documents on the websites of the issuer, lead manager and underwriters associated with the issue as the case may be, and also ensure that the contents of documents hosted on the websites are the same as that of their printed versions.
      January 2014

    • OFS-4.4.3

      Public investors may provide the CBB with their comments and complaints, and the lead manager must make available to the CBB all comments and complaints received by it.

      January 2014

    • No Complaints Certificate

      • OFS-4.4.4

        After a period of 21 days from the date the draft offering document is made public, the lead manager must file a statement with the CBB giving a list of complaints received, a statement whether it proposes to amend the draft offering document or not, and highlight those amendments.

        Amended: April 2014
        January 2014