Placement and Holder Size
OFS-1.11.4
At least 50% of an issue must be placed out to a minimum of 50 persons. This requirement does not apply if there is a designated
market maker for thestructured warrants or other instruments.January 2014OFS-1.11.5
The minimum board lot size, the issue size, issue price and any other details for
structured warrants based on listed or quotedsecurities are subject to thelicensed exchange business rules.January 2014