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  • Structured Warrants

    • OFS-1.11.2

      Structured warrants or such similar instruments must be issued by a third-party issuer which is:

      (a) A Volume 1, or Volume 2 licensee authorised by its relevant supervisory directorate of the CBB to conduct such issue (offer); or
      (b) A foreign financial institution subject to appropriate supervision acceptable to the CBB.
      January 2014

    • OFS-1.11.3

      Structured warrants and other similar instruments may only be issued in relation to:

      (a) Securities that are listed on a licensed or regulated exchange;
      (b) Commodities or metals, provided that they are traded on a licensed or regulated exchange and regularly operating open market;
      (c) Currencies; or
      (d) Stock indices or basket of listed securities.
      January 2014