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  • OFS-A.3 OFS-A.3 Module History

    • Evolution of Module

      • OFS-A.3.1

        This Module was first issued in January 2014 by the CBB. Any material changes that are subsequently made to this Module are annotated with the calendar quarter date in which the change is made; Chapter UG-3 provides further details on Rulebook maintenance and version control.

        January 2014

      • OFS-A.3.2

        The most recent changes made to this Module are detailed in the table below:

        Module Ref. Change Date Description of Changes
        OFS-1.6.11, OFS-1.10.5, OFS-3.5.26, OFS-4.1.1, OFS-4.3.2, OFS-4.4.1, OFS-4.4.4, OFS-7.1.2, OFS-7.1.3 04/2014 Added links to Glossary for the words 'days' and 'licensed exchange'.
        OFS-1.14 04/2014 Corrected reference to Glossary for the term 'overseas issuer(s)'.
        OFS-3.2.6 04/2016 Added reference to securities market regulation certification and other qualifications.
        OFS-3.3.8 04/2016 Corrected cross reference to CBB Law.
        OFS-1.4.1(e) 10/2017 Amended sub-paragraph based on changes made to the definitions section.
        OFS-7.5.1 01/2018 Amended Paragraph.
        OFS-2.6.7A 07/2018 Deleted Paragraph.
        OFS-3.2.19(c) 07/2018 Amended sub-paragraph.
        OFS-3.4.6(a) 07/2018 Amended sub-paragraph.
        OFS-3.5.7(c) 07/2018 Amended sub-paragraph.
        OFS-A.1.2 01/2021 Added reference to Resolution No (1) of 2007.
        OFS-8.2.3 01/2021 Amended the fee schedule as per Resolution No (2) of 2020.

    • Superseded Requirements

      • OFS-A.3.3

        This Module supersedes the following provisions contained in circulars or other regulatory instruments:

        Circular/other references Provision Subject
        BSE Resolution No. 4 of 1992 All Prospectus Requirements
        ODG/407/03 Disclosure Standards Chapter 1 Prospectus and ongoing disclosure requirements in relation to equity securities
        ODG/74/04 Guidelines for the Issuing, Offering and Listing of Debt securities All parts Issue, offer and listing of debt securities
        EDBS/KH/0688/2008 on Private Placement of Securities Issued by or Promoted by Banks Licensed in Bahrain. All parts Private placement requirements
        EDFIS/C/039/2017 Module Issuance of the Amended Offering of Securities Module — Volume 6
        Amended: October 2017