• Procedure

    • MIE-3.2.7

      Based on the facts and evidence available, the CMSD may at its discretion, decide on an interim enforcement action.

    • MIE-3.2.8

      In the course of the CMSD’s case examination or during the course of carrying out an investigation, if it appears to the official of the CMSD conducting the examination or investigation, or the appointed investigator that an interim enforcement action is warranted, he shall submit the facts and evidence of the case to the CMSD, along with the proposal for interim enforcement action.

      Amended: July 2021

    • MIE-3.2.9

      If the CMSD, during the course of its normal supervisory functions, finds that interim enforcement action is warranted, the CMSD shall evaluate the information, documents, data and evidence available, and initiate interim enforcement action, as may be deemed fit.

    • MIE-3.2.10

      The CMSD shall issue the order to all the parties against whom interim enforcement action is taken and other relevant parties involved in the implementation of the order, including capital market service providers, investors or any other relevant parties.

      Amended: July 2021

    • MIE-3.2.11

      [This Paragraph has been deleted in July 2021].

      Deleted: July 2021

    • MIE-3.2.12

      [This Paragraph has been deleted in July 2021].

      Deleted: July 2021

    • MIE-3.2.13

      [This Paragraph has been deleted in July 2021]

      Deleted: July 2021

    • MIE-3.2.14

      [This Paragraph has been deleted in July 2021].

      Deleted: July 2021

    • MIE-3.2.15

      [This Paragraph has been deleted in July 2021].

      Deleted: July 2021

    • MIE-3.2.16

      [This Paragraph has been deleted in July 2021].

      Deleted: July 2021

    • MIE-3.2.17

      Interim enforcement actions shall be applicable without prejudice to any further enforcement actions that may be decided by the CMSD or EDRC, and to any further investigation and enforcement proceedings and actions.

      Amended: July 2021