Procedure
MIE-3.2.7
Based on the facts and evidence available, the
CMSD may at its discretion, decide on an interim enforcement action.MIE-3.2.8
In the course of the CMSD’s case examination or during the course of carrying out an
investigation , if it appears to the official of theCMSD conducting the examination orinvestigation , or the appointedinvestigator that an interim enforcement action is warranted, he shall submit the facts and evidence of the case to theCMSD , along with the proposal for interim enforcement action.Amended: July 2021MIE-3.2.9
If the
CMSD , during the course of its normal supervisory functions, finds that interim enforcement action is warranted, theCMSD shall evaluate the information, documents, data and evidence available, and initiate interim enforcement action, as may be deemed fit.MIE-3.2.10
The
CMSD shall issue the order to all the parties against whom interim enforcement action is taken and other relevant parties involved in the implementation of the order, includingcapital market service providers , investors or any other relevant parties.Amended: July 2021MIE-3.2.11
[This Paragraph has been deleted in July 2021].
Deleted: July 2021MIE-3.2.12
[This Paragraph has been deleted in July 2021].
Deleted: July 2021MIE-3.2.13
[This Paragraph has been deleted in July 2021]
Deleted: July 2021MIE-3.2.14
[This Paragraph has been deleted in July 2021].
Deleted: July 2021MIE-3.2.15
[This Paragraph has been deleted in July 2021].
Deleted: July 2021MIE-3.2.16
[This Paragraph has been deleted in July 2021].
Deleted: July 2021MIE-3.2.17
Interim enforcement actions shall be applicable without prejudice to any further enforcement actions that may be decided by the
CMSD orEDRC , and to any furtherinvestigation and enforcement proceedings and actions.Amended: July 2021