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  • AU-2.7 AU-2.7 Condition 7: External Auditors

    • AU-2.7.1

      Investment firm licensees must appoint external auditors, subject to prior CBB approval. The minimum requirements regarding auditors contained in Module AA (Auditors and Accounting Standards) must be met.

      Amended: July 2007

    • AU-2.7.2

      [This Paragraph deleted 07/2010.]

      Deleted: July 2010