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SIO-5.8.3

The conflict of interest policies and procedures must, at a minimum include:

(a) a description of the circumstances which may give rise to a conflict of interest situation particularly with reference to the scenarios referred to in Paragraph SIO-5.8.4 and Paragraph SIO-5.8.6;
(b) the policies and procedures to be adopted in order to prevent or manage, and disclose, such conflicts. The policies and procedures should differentiate between conflicts of interest that persist and need to be managed permanently and conflicts of interest that occur with regard to a single event for which a one-off measure can be appropriate.
Added: July 2025