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RM-1.1.9

The processes and systems required must enable the licensee to identify the major sources of risk to its ability to meet its liabilities as they fall due, including the major sources of risk in each of the following Categories:

(a) Counterparty risk;
(b) Market risk;
(c) Liquidity risk;
(d) Operational risk; and
(e) Derivative Transactions Risk;
(f) Outsourcing Risk;
(g) Group Risk; and
(h) Any additional categories relevant to its business.
Amended: January 2016
Adopted: July 2007