MIR-4.9.1
A
(a) Within 3 months after the end of its financial year or such longer period as the CBB may permit, a copy of its:
1. Annual report and directors' report; and
2. Auditors' report;
(b) Within 45 days after the end of each of the first 3 quarters of its financial year or such longer period as the CBB may permit, or the preceding quarter, in such form as may be approved by the CBB, a copy of its:
1. Profit and loss accounts;
2. Balance sheet;
3. Cash flow statement; and
4. Change in shareholders equity;
(c) Within 3 months after the end of its financial year or such longer period as the CBB may permit, a report on how the member has discharged its responsibilities under the CBB Law and regulations and the rules of the SRO during that financial year;
(d) Such other report as the CBB may require for the proper administration of this Module, at such time or on such periodic basis as may be required by the CBB.
Amended: April 2013
Adopted January 2010
Adopted January 2010