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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
        • MAE — Markets and Exchanges
          • MAE-A Introduction
            • MAE-A.1 Purpose
            • MAE-A.2 Module History
            • MAE-A.3 Interaction with Other Modules
              • MAE-A.3.1
              • MAE-A.3.2
              • MAE-A.3.3
              • MAE-A.3.4
              • MAE-A.3.5
              • MAE-A.3.6
              • MAE-A.3.7
              • MAE-A.3.8
              • MAE-A.3.9
            • MAE-A.4 Division of Responsibilities
          • MAE-B Purpose
          • MAE-1 Licensing
          • MAE-2 Obligation of Licensed Exchanges and Market Operators
          • MAE-3 Rules of Licensed Exchanges
          • MAE-4 Instruments, Transactions and Contracts
          • MAE-5 Matters Requiring Approval of CBB
          • MAE-6 Control of Licensed Exchanges
          • MAE-7 Immunity from Criminal or Civil Liability
          • MAE-8 General Powers of the CBB
        • CSD — Clearing, Settlement and Depository
        • MIR Market Intermediaries and Representatives License
        • CRA Crypto-Asset
        • SIO Stablecoin Issuance & Offering
      • Market Standards
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Institutions
  4. MAE — Markets and Exchanges
  5. MAE-A Introduction
  6. MAE-A.3 Interaction with Other Modules
  7. MAE-A.3.5
  Versions

 
  • Oct 01 2008 - Mar 31 2016
  • Apr 01 2016
‹ MAE-A.3.4 MAE-A.3.6 ›

MAE-A.3.5

Licensed exchanges and licensed market operators must comply with the provisions of Module MIE (Market Surveillance, Investigation and Enforcement), Module MAM (Prohibition of Market Abuse and Manipulation), Module DRA (Dispute Resolution, Arbitration and Disciplinary Proceedings) and Module AML (Anti-Money Laundering & Combating Financial Crime).

Amended: April 2016
‹ MAE-A.3.4 MAE-A.3.6 ›

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