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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
    • Common Modules (Applicable to all Specialised Licensees)
    • Specific Modules (By Type of Licensee)
      • Type 1: Money Changers Licensees
      • Type 2: Representative Office Licensees
      • Type 3: Financing Companies
      • Type 4: Administrators
      • Type 5: Trust Service Providers
      • Type 6: Microfinance Institutions
      • Type 7: Ancillary Service Providers
        • Part A
          • High Level Standards
            • AU Ancillary Service Providers Authorisation Module
            • HC High-Level Controls
              • HC-A Introduction
                • HC-A.1 Purpose
                  • Executive Summary
                  • The Comply or Explain Principle for Guidance Paragraphs
                  • Monitoring and Enforcement of Module HC
                  • Legal Basis
                  • Effective Date
                    • HC-A.1.7
                • HC-A.2 Module History
              • HC-B Scope of Application
              • HC-1 The Board
              • HC-2 Approved Persons Loyalty
              • HC-3 Audit Committee and Financial Statements Certification
              • HC-4 Appointment, Training and Evaluation of the Board
              • HC-5 Remuneration of Approved Persons
              • HC-6 Management Structure
              • HC-7 Communication between Board and Shareholders
              • HC-8 TPAs, Shari'a Advisory/Review Services, Crowdfunding Platform Operators and Other Ancillary Service Providers
            • GR Ancillary Service Providers General Requirements Module
          • Business Standards
          • Reporting Requirements
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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  1. Central Bank of Bahrain Volume 5—Specialised Licensees
  2. Specific Modules (By Type of Licensee)
  3. Type 7: Ancillary Service Providers
  4. Part A
  5. High Level Standards
  6. HC High-Level Controls
  7. HC-A Introduction
  8. HC-A.1 Purpose
  9. Effective Date
  10. HC-A.1.7
  Versions

 
  • Oct 01 2019 - Sep 30 2020
  • Oct 01 2020
‹ Effective Date HC-A.2 Module History ›

HC-A.1.7

All ancillary service provider licensees to which Module HC applies should be in full compliance by 31st December 2020. Where possible, the ancillary service provider licensee should also have corporate governance guidelines in place at that time and should have a "comply or explain" report as described in Paragraph HC-A.1.3.

Amended: October 2020
Added: October 2019
‹ Effective Date HC-A.2 Module History ›

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