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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
    • Part A
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
      • Introduction
      • High Level Standards
        • LR Licensing Requirements
        • PB Principles of Business
        • HC High-Level Controls
        • HC High-level Controls [versions up to October 2010]
        • HC High-Level Controls [Versions Up To April 2023]
          • HC-A Introduction
          • HC-B Scope of Application
          • HC-1 The Board
          • HC-2 Approved Persons Loyalty
          • HC-3 Audit Committee and Financial Statements Certification
          • HC-4 Appointment, Training and Evaluation of the Board
          • HC-5 Remuneration of Approved Persons and Material Risk-Takers
          • HC-6 Management Structure
            • HC-6.1 Principle
            • HC-6.2 Establishment of Management Structure
            • HC-6.3 Titles, Authorities, Duties and Reporting Responsibilities
            • HC-6.4 Compliance
              • HC-6.4.1
              • HC-6.4.2
              • HC-6.4.3
              • HC-6.4.4
              • HC-6.4.5
              • HC-6.4.6
              • Responsibilities of the Board of Directors
              • Responsibilities of the Senior Management
              • Compliance Function
              • Monitoring, testing and reporting
              • Guidance and education
              • Statutory responsibilities and liaison
              • Right of access
              • Competent Resources
              • Relationship with Internal Audit
              • Cross-border Issues
              • Outsourcing
              • Other requirements
            • HC-6.5 Internal Audit
            • HC-6.6 Risk Management
          • HC-7 Communication between Board and Shareholders
          • HC-8 Corporate Governance Disclosure
          • Appendix A Audit Committee
          • Appendix B Nominating Committee
          • Appendix C Remuneration Committee
        • AU Auditors and Accounting Standards
        • GR General Requirements
      • Business Standards
      • Prudential Requirements
      • Reporting Requirements
      • Enforcement & Redress
    • Archived Part B
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 1—Conventional Banks
  2. Archived Part A
  3. High Level Standards
  4. HC High-Level Controls [Versions Up To April 2023]
  5. HC-6 Management Structure
  6. HC-6.4 Compliance
  Versions

 
‹ HC-6.3.5 HC-6.4.1 ›

HC-6.4 Compliance

  • HC-6.4.1
  • HC-6.4.2
  • HC-6.4.3
  • HC-6.4.4
  • HC-6.4.5
  • HC-6.4.6
  • Responsibilities of the Board of Directors
    • HC-6.4.7
    • HC-6.4.8
  • Responsibilities of the Senior Management
    • HC-6.4.9
    • HC-6.4.10
    • HC-6.4.11
    • HC-6.4.12
    • HC-6.4.13
  • Compliance Function
    • HC 6.4.14
    • HC-6.4.15
    • HC-6.4.16
    • HC-6.4.17
    • HC-6.4.18
    • HC-6.4.19
    • HC-6.4.20
    • HC-6.4.21
    • HC-6.4.22
    • HC-6.4.23
    • HC-6.4.24
    • HC-6.4.25
    • HC-6.4.26
    • HC-6.4.27
    • HC-6.4.28
  • Monitoring, testing and reporting
    • HC-6.4.29
    • HC-6.4.30
  • Guidance and education
    • HC-6.4.31
  • Statutory responsibilities and liaison
    • HC-6.4.32
  • Right of access
    • HC-6.4.33
  • Competent Resources
    • HC-6.4.34
    • HC-6.4.35
    • HC-6.4.36
  • Relationship with Internal Audit
    • HC-6.4.37
    • HC-6.4.38
    • HC-6.4.39
  • Cross-border Issues
    • HC-6.4.40
    • HC-6.4.41
    • HC-6.4.42
    • HC-6.4.43
    • HC-6.4.44
  • Outsourcing
    • HC-6.4.45
  • Other requirements
    • HC-6.4.46
    • HC6.4.47
    • HC-6.4.48
‹ HC-6.3.5 HC-6.4.1 ›

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