HC High-Level Controls
- HC-A Introduction
- HC-B General guidance and best practice
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HC-1 Corporate Governance
- HC-1.1 Scope
- HC-1.2 The Board of Directors — Its Functions and Responsibilities
- HC-1.3 Board Composition and The Role of Committee
- HC-1.4 Transparency and Disclosure
- HC-1.5 Notification, reporting, and approval requirements for changes to activities, personnel and ownership, strategy, Board meetings and special purpose vehicles ("SPVs")
- HC-2 Approved Persons
- HC-3 Compliance officer/manager
- HC-4 [This chapter deleted 07/2006]