High Level Standards
- LR Licensing Requirements
- PB Principles of Business
- HC High-Level Controls
- HC High-level Controls [versions up to October 2010]
-
HC High-Level Controls [Versions Up To April 2023]
- HC-A Introduction
- HC-B Scope of Application
- HC-1 The Board
- HC-2 Approved Persons Loyalty
- HC-3 Audit Committee and Financial Statements Certification
- HC-4 Appointment, Training and Evaluation of the Board
- HC-5 Remuneration of Approved Persons and Material Risk-Takers
- HC-6 Management Structure
- HC-7 Communication between Board and Shareholders
- HC-8 Corporate Governance Disclosure
- Appendix A Audit Committee
- Appendix B Nominating Committee
- Appendix C Remuneration Committee
- AU Auditors and Accounting Standards
- GR General Requirements