(a) The overall business performance and strategy for the investment firm licensee;

(b) Causing financial statements to be prepared which accurately disclose the investment firm licensee's financial position;

(c) Monitoring management performance;

(d) Convening and preparing the agenda for shareholder meetings;

(e) Monitoring conflicts of interest and preventing abusive related party transactions; and

(e) Assuring equitable treatment of shareholders including minority shareholders.