Glossary of Defined Terms
- Glossary History
- [A]
- [B]
-
[C]
- Capital Market Licensee
- Capital Market Service Provider (CMSP)/Capital Market Advisory Service Provider
- Capitalisation issue
- Cash purchases
- CBB licensee(s)
- Central depository
- Chief executive/Chief executive Officer (CEO) or General Manager
- (CIU) manager(s)
- (CIU) participant(s)
- Class(es)
- Clearing member
- Clearing house
- Client(s)
- Client Assets
- Client complaints
- Client information
- Client Money
- CMSD
- Closed-ended funds
- Collective Investment Undertaking(s) ('CIUs')
- Connected fund manager and connected principal trader
- Connected party transactions
- Connected persons
- Consideration issue
- Control
- Controlled functions
- Controlling shareholder
- Conventional bank licensee(s)
- Convertible securities
- Correspondent Account Services
- Crowdfunding Platform
- Crowdfunding Platform Operator
- Crypto-asset
- Crypto-asset exchange
- Crypto-asset license
- Crypto-asset licensee
- Custodian(s)
- Cyber Security Incident
- Cyber Security Risk
- Cyber Security Risk Resilience
- Cyber Security Threat
-
[D]
- Days
- Dealing
- Dealing in securities
- Dealer
- Debt security(ies)
- Default proceedings
- Default rules
- Defaulter
- Delivery
- Dematerialisation
- Depository participant
- Derivative
- Digital token advisor
- Digital token issuer
- Digital Token
- Director
- Director and senior management
- Directive
- Disciplinary action cell
- Disclosure standards
- Discount broker
- Disinterested Shares
- Document
- Dissenting Shareholder
-
[E]
- Employee share benefit plan or Employee stock option plan
- Employee share repurchase
- Enforcement decision review committee (EDRC)
- Enforcement order
- Equity Crowdfunding
- Equity Crowdfunding Issuer
- Equity Crowdfunding Offer
- Equity Crowdfunding Offering Statement
- Equity security(ies)
- Exchange/Substitution of securities
- Executive director
- Exempt CIU(s)
- Exempt exchange
- Exempt fund manager
- Exempt market operator
- Exempt principal trader
- Exempt share repurchase
- Expert CIU(s)
- Expert investor(s)
- Expert Investors
- External trading member
- [F]
- [G]
- [H]
-
[I]
- Ijara sukuk
- Immobilization
- Independent director
- Information
- Information Assets
- Information disclosed widely enough
- Initial listing(s) for publicly traded companies
- Initial offer for sale
- Initial public offering
- Insider
- Inside information
- Insider trading
- Inspection
- Insurance licensee(s)
- Intermediary Financial Institution
- Intifaa contract
- Investigation
- Investigator
- Investment firm licensee(s)
- IOSCO MMoU
- Islamic bank licensee(s)
- Islamic securities
- Issuer
- Istisna'a contract(s)
- [J]
- [K]
- [L]
-
[M]
- Malware
- Manager(s)
- Mandatory offer
- Manipulation
- Market
- Market analysis
- Market charge
- Market collateral
- Market contract or contracts
- Market information
- Market intermediary and representative
- Market Maker
- Market Maker Agreement
- Market Making
- Market Making Agreement
- Materiality
- Member
- Merger
- Mixed Ijara contract(s)
- Mixed Ijara Sukuk
- Modarabah contract(s)
- Money laundering
- Murabaha contract(s)
- [N]
-
[O]
- OECD
- Offer
- Offeree
- Offering document(s)
- Offering period
- Offering price
- Offeror
- Offer document
- Offer period
- Open-ended fund(s)
- Operator(s)
- Options
- Ordering Financial Institution
- Originator
- Overseas capital market service providers
- Overseas crypto-asset service licensee
- Overseas domiciled CIU(s)
- Overseas domiciled exempt CIU(s)
- Overseas domiciled expert CIU(s)
- Overseas domiciled retail CIU(s)
- Overseas exchange
- Overseas issuer(s)
-
[P]
- Partial offer
- Partial underwriting
- Payable-through Account
- Participant
- Paying agent
- Payment
- Permanent insider
- Person(s)
- Placing
- Politically exposed person (PEP)
- Position
- Preliminary/red herring prospectus
- Private offer
- Private placement
- Professional adviser
- Profit
- Property
- Proprietary trading member(s)
- Prospectus
- Public offer
- Purchase
- [Q]
-
[R]
- Real Estate Project
- Receiving bank (as used in Module OFS)
- Receiving bank (as used in Module TMA)
- Recognised jurisdiction(s)
- Record
- Recovery Time Objective (RTO)
- Registered owner
- Registered person(s)
- Registered representative
- Regulated activities
- Regulated crypto-asset services
- REIT(s) or real estate investment trust(s)
- Related company
- Relevant authority(ies)
- Relevant person(s)
- Relevant office holder
- Remuneration
- Respondent Financial Institution
- Retail CIU(s)
- Rights issue(s) or Rights offering
- Rights over shares
- Roadshow
- RTGS
- Rumour
-
[S]
- Salam contracts
- Securities
- Securities account
- Securities Exchange Offer
- Self-regulatory organisations (SROs)
- Sell
- Senior manager/senior management
- Settlement
- Settlement bank
- Settlement guarantee fund
- Share
- Share repurchase
- Share repurchase by mandatory offer
- Shareholder(s)
- Shell Financial Institution
- Simplified prospectus
- Soft Cap
- Specialised licensee(s)
- Standstill Agreement
- Structured warrants
- Subsequent public offer
- Subsidiary
- Suspicious or extraordinary transactions
- [T]
- [U]
- [V]
- [W]
- [X]
- [Y]
- [Z]